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Financial Conduct Authority
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#	Item
51	22nd December 2015 FAMR Secretariat Financial Conduct Authority 25 The North Colonnade Canary Wharf London Add to Reading List Source URL: uksif.org Language: English - Date: 2016-01-05 07:19:13 Financial services Citizens Advice Independent Financial Adviser Financial adviser Financial Conduct Authority Mortgage broker Financial literacy Investment fund Advice Investment Advisers Act Registered Investment Adviser
52	Financial Conduct Authority Beware of share fraud Fraudsters use persuasive and high-pressure tactics to lure investors into scams. They may offer to sell shares that turn out to be worthless or non-existent, or Add to Reading List Source URL: www.circassia.com Language: English - Date: 2015-11-05 09:21:29 Deception Property crimes Fraud Crimes Tort law Boiler room
53	The Financial Conduct Authority’s response to the European Commission Green Paper: Retail Financial Services Introduction The Financial Conduct Authority (FCA) is pleased to respond to the Commission’s Green Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2016-03-31 12:02:18 Consumer protection law Financial services Economy of the United Kingdom HM Treasury Financial Conduct Authority Consumer protection Informed consumer Mortgage Credit Directive Financial Ombudsman Service Payment Services Directive Choice Single market
54	Short & Simple 1c/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Changes in disclosure of shareholdings, Add to Reading List Source URL: www.kellerhals-carrard.ch Language: English - Date: 2016-06-28 05:47:20 Government of Switzerland Swiss Financial Market Supervisory Authority Insider trading
55	Confidential The Conduct of Financial Market Supervision during the Financial Crisis Expert advice for the Federal Finance Administration Add to Reading List Source URL: www.sif.admin.ch Language: English Systemic risk Swiss Financial Market Supervisory Authority Swiss National Bank Financial regulation Banking in Switzerland Monetary policy Philipp Hildebrand Federal administration of Switzerland Systemically important financial institution Federal Reserve System Financial crisis of 200708 Federal Department of Finance
56	2016 Report July 2016 TNS BMRB 1 Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2016-07-14 10:19:32 Fiat Economy of the United Kingdom Financial Conduct Authority HM Treasury
57	WHEB Asset Management LLP - UK Stewardship Code Compliance Statement Preface The rules of the UK’s Financial Conduct Authority (“FCA”) require all FCA authorised asset managers such as WHEB Asset Management (“WHE Add to Reading List Source URL: www.whebgroup.com Language: English - Date: 2016-06-27 08:52:34 Corporate governance in the United Kingdom United Kingdom Financial services Investment Funds Stewardship Code Principles for Responsible Investment UK Corporate Governance Code United Kingdom company law Institutional Shareholder Services Institutional investor Investment fund
58	Supporting the Thoresen Review Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-20 05:36:19 Economy of the United Kingdom HM Treasury Consumer protection law Consumer protection in the United Kingdom Marketing research Marketing Financial Services Authority Consumer protection Financial Conduct Authority Financial Ombudsman Service Informed consumer
59	FCA Practitioner Panel Terms of Reference Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-22 03:59:20 Economy of the United Kingdom Financial Conduct Authority HM Treasury
60	Media Release 28 July 2016 NZBA welcomes FMA’s proposed guide on conduct The New Zealand Bankers’ Association (NZBA) today welcomed the Financial Markets Authority’s (FMA) release of ‘A guide to the FMA’s view Add to Reading List Source URL: www.nzba.org.nz Language: English - Date: 2016-07-27 20:49:16 Banking in the United States Bank ING Group American Bankers Association

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